P.O. Box 8, Western Springs, IL 60558
Phone: 630-662-0284 Fax: 630-662-0286
E-mail: CFDD@TheCFDD.com
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As the competitive marketplace evolves, including the advent of increased litigation & regulation, registered reps are rightly stampeding towards dual registration. This hybrid status allows advisors to maintain/increase market share, differentiate themselves, provide investment advice beyond that which is incidental, capture high net worth fee-based business and service smaller accounts on a commission basis. The IAR status also facilitates business with more sophisticated plan sponsors.
Links:
[1] http://www.thecfdd.com/files/insights/DualRegistration.pdf